UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 11/08/2015 | 11/08/2019 | Common Stock | 19,452 (2) | $ 34.33 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Heyvaert Paul Luc Robert 601 RIVERSIDE AVE JACKSONVILLE, FL 32204 |
 |  |  Corporate Executive VP |  |
/s/ Marc M. Mayo, attorney-in-fact | 02/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the securities purchase agreement and ancillary documents for the acquisition of The Capital Markets Company BVBA by the issuer, the reporting person has the right to receive an additional 120,607 shares in January 2016 unless a material adverse change (as defined in the securities purchase agreement) occurs. The reporting person's right to receive such shares pursuant to the securities purchase agreement became fixed and irrevocable in December 2013, the date of amendments to the securities purchase agreement that established such right. |
(2) | This stock option was granted on November 8, 2012 in the amount of 58,354 shares. The shares vest equally over three years starting on the first anniversary date of grant. 38,902 shares have vested and been exercised with the remaining tranche to vest on 11/8/2015. |