UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2001
Filed pursuant to the
Public Utility Holding Company Act of 1935 by
Alliant Energy Corporation
4902 N. Biltmore Lane
Madison, Wisconsin 53718-2132
(Name and address of each registered holding company in the system)
CONTENTS
Item Page
---- ----
1. System Companies and Investments Therein as of 3
December 31, 2001
2. Acquisitions or Sales of Utility Assets 10
3. Issue, Sale, Pledge, Guarantee or Assumption of 10
System Securities
4. Acquisition, Redemption or Retirement of System 13
Securities
5. Investments in Securities of Nonsystem Companies 15
as of December 31, 2001
6. Officers and Directors as of December 31, 2001 16
Part I. Name, Principal Business Address and 16
Positions Held as of December 31, 2001
Part II. Financial Connections as of December 31, 31
2001
Part III. Compensation and Other Related 32
Information
7. Contributions and Public Relations 33
8. Service, Sales and Construction Contracts 33
Part I. Intercompany Sales and Service 33
Part II. Contracts to Purchase Services or Goods 33
Between any System Company and any
Affiliate
Part III. Employment of any Person by any System 33
Company for the Performance on a
Continuing Basis of Management
Services
9. Exempt Wholesale Generators and Foreign Utility 34
Companies
10. Financial Statements and Exhibits 39
Consolidating Financial Statements and Notes 39
Exhibits 39
Signature 42
2
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DECEMBER 31, 2001
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Energy Corporation (Alliant Energy)
IES Utilities Inc. (IESU) (n/k/a Interstate Power and Light Company (IP&L)) 13,370,788 100% $592,224
EnviroGas LP (*) 50% 156
IESU SPE LLC (****) (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by WPL SPE LLC and IPC (*) 33% 15
SPE LLC) (****)
Wisconsin Power and Light Company (WP&L) 13,236,601 100% 701,952
South Beloit Water, Gas & Electric Company (South Beloit) 24,400 100% 38,408
American Transmission Company, LLC (ATC LLC) (Also owned by WPL (*) -- 386
Transco LLC)
Wisconsin River Power Company 46,800 50% 13,723
Lakes Development Corporation 1,000 50% 124
Wisconsin Valley Improvement Company 18,612 12% 1,793
WPL Transco LLC (*) 100% 117,522
ATC LLC (Also owned by South Beloit) (*) 26% 385,652
ATC Management Inc. 2,740 26% 111
WPL SPE LLC (****) (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by IESU SPE LLC and IPC (*) 33% 15
SPE LLC) (****)
Interstate Power Company (IPC) (Merged with IESU on 1/1/02) 9,777,432 100% 229,736
IPC SPE LLC (****) (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by IESU SPE LLC and WPL (*) 33% 15
SPE LLC) (****)
Alliant Energy Corporate Services, Inc. (Corporate Services) 100 100% --
Alliant Energy Nuclear, LLC (*) 100% 1,879
Nuclear Management Company, LLC (*) 20% 9,396
Cargill-Alliant, LLC (Cargill-Alliant) (*) 50% 44,059
Alliant Energy Resources, Inc. (Resources) 100 100% 268,049
SmartEnergy, Inc. (****) 7,925,278 95% 11,157
SmartEnergy Ventures, Inc. (****) 100 95% --
Alliant Energy Generation, Inc. (****) 100 100% --
Alliant Energy Tallmadge Power Co., LLC (****) (*) 100% --
Tallmadge Generation Co., LLC (****) (*) 50% --
AER Holding Company (****) 100 100% 22,088
Henwood Energy Services, Inc. (Henwood) (Formerly owned by Resources) 595,400 17% 8,043
Alliant Energy Genco do Brasil Ltda. (Remainder owned by Alliant Energy 1 Quota -- --
International, Inc. (International)) (****)
Rofpemz Brasil Holdings Ltda. (****) 999 Quotas 100% --
Escosul Ltda. (Remainder owned by International) (****) 1 Quota -- --
Capital Square Financial Corporation (Cap. Square) 200 100% 10,565
Apollo Tax Credit Fund XVII LP (****) (*) 100% 188
School House Apartments - Jefferson LLC (****) (*) 100% 2,234
3
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
LNT Communications LLC (LNT) (*) 100% 697
Alliant Energy do Brasil Ltda. (Remainder owned by International) 200 Quotas -- 189
Alliant Energy Holdings do Brasil Ltda. (Holdings Brasil) (Remainder owned by 200 Quotas -- 323,825
International)
Refer to International for additional investments of Holdings Brasil.
Whiting Petroleum Corporation (Whiting) 1,000 100% 113,945
Whiting Programs, Inc. 100 100% 34,000
Whiting - Golden Gas Production Company 4,500 100% 16,113
WOK Acquisition Company (**) 1,000 100% --
Alliant Energy Integrated Services Company (ISCO) (****) 100 100% 21,847
Industrial Energy Applications, Inc. (IEA) 100,000 100% 8,620
BFC Gas Company LLC (*) 60% 3,851
Energys, Inc. 10 100% 721
RMT, Inc. (RMT) 100 100% 20,372
Residual Management Technology, Inc., Ohio 48 48% --
RMT North Carolina, Inc. 1,000 100% 110
RMT, Inc., Michigan 100 100% --
RMT International, Inc. 1,000 100% 491
Heartland Energy Group, Inc. (HEG) 1,000 100% 4,831
Industrial Energy Applications Delaware, Inc. (IEA Delaware) (Formerly 1 100% 6,425
owned by IEA)
Bastian Bay Pipeline, LP (Bastian Bay) (Also owned by Alliant Energy (*) 90% 762
Field Services, LLC (Field Services))
Oak Hill Pipeline LP (*) 99% 10,817
Alliant South Texas Pipeline, LP (South Texas) (Also owned by Field (*) 98% 9,039
Services)
Alliant Energy Desdemona, LP (Desdemona) (Also owned by Field Services) (*) 99% 4,028
NG Energy Trading, LLC (*) 50% 1,935
Field Services (*) 100% (381)
Desdemona (Also owned by IEA Delaware) (*) -- 4,028
Bastian Bay (Also owned by IEA Delaware) (*) -- 762
South Texas (Also owned by IEA Delaware) (*) -- 9,039
Alliant Energy Integrated Services-Energy Management LLC (****) (*) 100% (2,039)
Alliant Energy Integrated Services-Energy Solutions LLC (****) (*) 100% (1,756)
Schedin & Associates, Inc. (Formerly owned by IEA) 100 100% (340)
SVBK Consulting Group, Inc. (****) 8,120 100% (59)
Energy Performance Services, Inc. 10,000,000 100% (1,991)
Cogenex Corporation (f/k/a EUA Cogenex Corporation) 1,000 100% (997)
APS Cogenex LLC (*) 50% 1,885
Energy Capital and Services I, LP (*) 100% 10,532
Energy Capital and Services II, LP (*) 100% 6,838
Energy Holdings Corporation 100 100% --
Cogenex West Corporation (f/k/a EUA Cogenex West Corporation) 10,000 100% 2,592
EUA Cogenex-Canada Inc. 100 100% 2,139
EUA Cogenex-Canada Energy Services, Inc. 100 100% 2,139
AGRA Cogenex Joint Venture (*) 50% 2,139
Northeast Energy Management, Inc. 10,000 100% 5,462
Alliant Energy Transportation, Inc. (Transportation) 1,000 100% 28,899
IEI Barge Services, Inc. (Barge) 236 100% 2,838
Transfer Services, Inc. (Transfer) 1,000 100% 157
4
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Williams Bulk Transfer Inc. (Williams) 100 100% (539)
Cedar Rapids and Iowa City Railway Company (CRANDIC) 1,000 100% 25,998
Heartland Rail Corporation 2,000 16% 18,484
Alliant Energy Investments, Inc. (Investments) 1,100 100% 304,222
AEI Holding Company (****) 100 100% 15
Iowa Land and Building Company (Iowa Land) 2,000 100% 5,013
Prairie Ridge Business Park, L.C. (*) 70% 1,138
Blairs Ferry LP (*) 83% 429
2001 Development Corporation 450,000 55% 9,627
3001 LLC (*) 27% 2,624
OSADA I LP (*) 42% 3,013
Village Lakeshares, LP (*) 100% 205
Heartland Energy Services, Inc. 700 100% (200)
ReGENco LLC (*) 30% 2,759
Heartland Properties, Inc. (HPI) 1,000 100% 47,421
Indiana Housing Equity Fund, LP (*) 18% 1,020
Heartland Properties Equity Investment Fund IV, LLC (*) 10% 18,434
The Heartland-NML Investment Fund, LLC (*) 10% 6,182
Janesville Jeffris Flats Affordable Housing, LP (*) 50% 414
641 West Main Street LP (*) 70% 1,299
Atlantic-Sundance Apartments, LP (Sundance) (Also owned by (*) -- 743
Investments)
Wagon Wheel LP (Wagon Wheel) (Also owned by Investments) (*) -- 818
Countryside of Clinton Associates, LP (Countryside) (Also owned by (*) -- 933
Investments)
Meadow Wood Associates of Carroll Phase II, LP (Meadow Wood) (Also owned by (*) -- 1,053
Investments)
Fort Madison IHA Senior Housing LP (Fort Madison I) (Also owned by (*) -- 453
Investments)
Fort Madison IHA II Senior Housing LP (Fort Madison II) (Also owned by (*) -- 472
Investments)
Maquoketa IHA Senior Housing LP (Maquoketa) (Also owned by Investments) (****) (*) -- 560
Knoxville IHA Senior Housing LP (Knoxville) (Also owned by Investments) (****) (*) -- 571
MDI LP #47 (MDI) (Also owned by Investments) (****) (*) -- 632
Pickerel Park Associates LP (Pickerel Park) (Also owned by Investments) (*) -- 1,191
Keokuk Senior Housing LP (Keokuk) (Also owned by Investments) (*) -- (2)
Carroll IHA Senior Housing LP (Carroll IHA) (Also owned by Investments) (*) -- (1)
Scott Meadows Senior Housing LP (Scott Meadows) (Also owned by Investments) (*) -- --
(****)
Sundance (Also owned by HPI) (*) 100% 743
Wagon Wheel (Also owned by HPI) (*) 99% 818
Countryside (Also owned by HPI) (*) 100% 933
Meadow Wood (Also owned by HPI) (*) 100% 1,053
Fort Madison I (Also owned by HPI) (*) 99% 453
Fort Madison II (Also owned by HPI) (*) 99% 472
Maquoketa (Also owned by HPI) (****) (*) 99% 560
Knoxville (Also owned by HPI) (****) (*) 99% 571
MDI (Also owned by HPI) (****) (*) 100% 632
Pickerel Park (Also owned by HPI) (*) 100% 1,191
Keokuk (Also owned by HPI) (*) 99% (2)
Carroll IHA (Also owned by HPI) (*) 99% (1)
Scott Meadows (Also owned by HPI) (****) (*) 100% --
5
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
International 1,000 100% (148,002)
Alliant Energy Finance Holdings Pty. Ltd. (Finance Holdings) (****) 1,020 100% 1
Alliant Energy Finance (No. 1) Pty. Ltd. (Finance No. 1) (****) 10 100% --
Alliant Energy Finance Holdings Partnership (Also owned by Finance (*) 1% 43,374
Holdings) (****)
Alliant Energy Finance (No. 2) Pty. Ltd. (Finance No. 2) (****) 10 100% --
Alliant Energy Finance Partnership (Also owned by Alliant Energy (*) 1% 43,374
Finance Holdings Partnership) (****)
Alliant Energy Finance Holdings Partnership (Also owned by Finance (*) 99% 43,374
No. 1) (****)
Alliant Energy Finance Partnership (Also owned by Finance No. 2) (*) 99% 43,374
(****)
Escosul Ltda. (Also owned by Resources) (****) 999 Quotas 100% --
Alliant Energy Genco do Brasil Ltda. (Also owned by Resources) (****) 999 Quotas 100% --
Rofpemz Brasil Holdings Ltda. (****) 999 Quotas 100% --
Interstate Energy Corporation PTE Ltd. (IEC PTE) 25,000 100% 37,939
Jiaxing JIES Power & Heat Co. Ltd. (Foreign Utility Company Registered Capital 50% 28,449
(FUCO))
Tongxiang TIES Power & Heat Co. Ltd. (FUCO) Registered Capital 30% 26,320
Anhui New Energy Heat & Power Co. Ltd. (Bengbu) (FUCO) Registered Capital 64% 23,015
Holdings Brasil (Also owned by Resources) 758,756,227 Quotas 100% 323,825
Pbpart - SE 1 Ltda. (Pbpart SE 1) (Also owned by Empresa Energetica de 78,556,282 50% 72,776
Sergipe S.A. (Energipe))
Pbpart - SE 2 Ltda. (Pbpart SE 2) 997 50% 190,510
Sociedade Anonima de Eletrificacao da Paraiba S.A. (Saelpa) (FUCO) 604,672,088 49% 42,610
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica) (Also owned by 497 50% 11,154
Catleo Energia S.A. (Catleo)) (FUCO)
TermoSergipe S.A. (Also owned by Energisa S.A.) 289,999 29% 433
Companhia Forca e Luz Cataguazes - Leopoldina S.A. (Cataguazes) 10,492,261,614 22% 156,332
(Also owned by Gipar S.A.) (FUCO)
Teleacabo S.A. 9,477 20% 114
Companhia de Eletricidade de Nova Friburgo S.A. (CENF) (FUCO) 57,509,438 15% 15,335
MCL Cabo S.A. 14,050 20% 30
Energisa Telecom Ltda. 9,999 22% 4
Multipar S.A. (Also owned by Multiagro Agropecuaria Com. e Ind. 3,531,448 22% 194
Ltda. (Multiagro))
Teleserv S.A. 37,977 21% 173
Multiagro 3,700,085 14% 619
Multipar S.A. (Also owned by Cataguazes) 1,400 -- 194
Catleo (FUCO) 13,149,996 22% 54,477
Usina Termeletrica (Also owned by Holdings Brasil) (FUCO) 497 11% 11,154
Energisa S.A. (Also owned by Holdings Brasil) 18,990,576 11% 318,967
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 5% 433
Energipe (FUCO) 42,179 11% 297,541
Pbpart Ltda. (Pbpart) 26,799,999 11% 13,637
Companhia Energetica da Borborema S.A. (CELB) 93,695 11% 4,295
(FUCO)
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 5% 72,776
Pbpart SE 2 997 5% 190,510
Saelpa (FUCO) 604,672,088 5% 42,610
Energisa S.A. (Also owned by Cataguazes) 17,301,961 46% 318,967
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 23% 433
Energipe (FUCO) 42,179 45% 297,541
Pbpart 26,799,999 45% 13,637
6
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
CELB (FUCO) 93,695 45% 4,295
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 23% 72,776
Pbpart SE 2 997 23% 190,510
Saelpa (FUCO) 604,672,088 22% 42,610
Gipar S.A. 12,384,231,000 50% 29,489
Cataguazes (Also owned by Holdings Brasil) (FUCO) 24,818,100,000 25% 156,332
Teleacabo S.A. 9,477 24% 114
Multiagro 3,700,085 17% 619
Multipar S.A. (Also owned by Cataguazes) 1,400 -- 194
CENF (FUCO) 57,509,438 18% 15,335
MCL Cabo S.A. 14,050 24% 30
Energisa Telecom Ltda. 9,999 25% 4
Multipar S.A. (Also owned by Multiagro) 3,531,448 25% 194
Teleserv S.A. 37,977 25% 173
Catleo (FUCO) 13,149,996 25% 54,477
Usina Termeletrica (Also owned by Holdings Brasil) (FUCO) 497 12% 11,154
Energisa S.A. (Also owned by Holdings Brasil) 18,990,574 13% 318,967
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 6% 433
Energipe (FUCO) 42,179 13% 297,541
Pbpart 26,799,999 13% 13,637
CELB (FUCO) 93,695 13% 4,295
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 6% 72,776
Pbpart SE 2 997 6% 190,510
Saelpa (FUCO) 604,672,088 6% 42,610
Alliant Energy do Brasil Ltda. (Also owned by Resources) 2,934,346 Quotas 100% 189
Alliant International New Zealand Ltd. (New Zealand) 24,858,503 100% 66,679
Te Maunga Power Ltd. (****) (Also owned by Infratil Ltd. (Infratil)) 1 50% --
TrustPower Ltd. (Also owned by Infratil) (FUCO) 37,410,223 20% 245,049
Infratil (f/k/a Infrastructure & Utilities New Zealand Ltd.) (FUCO) 17,271,200 9% 96,687
TrustPower Ltd. (Also owned by New Zealand) (FUCO) 55,372,471 3% 245,049
Te Maunga Power Ltd. (Also owned by New Zealand) (****) 1 5% --
Alliant Energy Australia Pty. Ltd. 32,134,439 100% 13,154
Alliant Energy Southern Hydro Australia Pty. Ltd. (AE Southern Hydro) 100 100% 5,803
Southern Hydro Partnership (Also owned by Alliant Energy Hydro Pty. (*) 20% 76,739
Ltd. (AE Hydro)) (FUCO)
Southern Hydro Operations Pty. Ltd. (*) 20% (***)
Southern Hydro Maintenance Services Pty. Ltd. (*) 20% (***)
AE Hydro 100 100% 15,140
Southern Hydro Partnership (Also owned by AE Southern Hydro) (*) 50% 76,739
(FUCO)
Southern Hydro Operations Pty. Ltd. (*) 50% (***)
Southern Hydro Maintenance Services Pty. Ltd. (*) 50% (***)
Grandelight Holding Ltd. (Grandelight) 99,900 100% 101,549
Peak Pacific Investment Co. Ltd. (PPIC) 118,356,618 94% 139,454
Ocean Peak Pte. Ltd. (****) (**) 2 94% --
Weifang Ocean Peak Heat and Power Co. Ltd. (****) (**) (FUCO) Registered Capital 47% 13,104
Zouping Peak Pte. Ltd. (****) 2 94% --
Zouping Peak CHP Co. Ltd. (****) (FUCO) Registered Capital 65% 16,236
Luannan Peak Pte. Ltd. (****) 2 94% --
Pan-Western Energy Corporation LLC (Pan-Western) (n/k/a Registered Capital 93% 22,283
Peak Energy Development Corporation, LLC) (****)
Tangshan Panda Heat & Power Co., Ltd. (n/k/a Luannan Peak Registered Capital 81% 5,623
Heat & Power Co. Ltd.) (****) (FUCO)
7
Number of % of Issuer/
Common Shares Voting Owner Book
Owned by Power/ Value (in
Name of Company Direct Owner Ownership thousands)
------------------------------------------------------------------------------------------------------------------------------------
Tangshan Pan-Western Heat & Power Co., Ltd. (n/k/a Registered Capital 81% 5,622
Luannan Second Peak Heat & Power Co. Ltd.) (****)
(FUCO)
Tangshan Cayman Heat & Power Co., Ltd. (n/k/a Luannan Registered Capital 81% 5,479
Peak Third Heat & Power Co. Ltd.) (****)
Tangshan Pan-Sino Heat Co., Ltd. (n/k/a Luannan Peak Fourth Registered Capital 81% 5,588
Heat & Power Co. Ltd.) (****)
Wuan Peak Pte. Ltd. 2 94% --
Hebei Wuan Peak Heat and Power Co. Ltd. (FUCO) (Formerly Registered Capital 84% 8,968
owned by PPIC)
Pingdingshan Peak Pte. Ltd. 2 94% --
Shijiazhuang Chengfeng Cogeneration Co. Ltd. (FUCO) Registered Capital 65% 7,241
Jinan Peak Pte. Ltd. (**) 2 94% --
Handan Chengfeng Heat and Power Co. Ltd. (**) (FUCO) Registered Capital 13% --
Gongyi Peak Pte. Ltd. (Gongyi) 2 94% 23,830
Henan Anfeng Electric Power Co. Ltd. (FUCO) (Formerly Registered Capital 65% 11,475
owned by PPIC)
Henan Yongfeng Electric Power Co. Ltd. (FUCO) (Formerly Registered Capital 65% 12,354
owned by PPIC)
Peak Pacific Investment Co. (Labuan) BHD 3 94% 8,343
Meishan Peak Pte. Ltd. (**) 2 94% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Also owned by Alliant 2,999 Participation 100% --
Energy de Mexico LLC) Units
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Also owned 2,999 Participation 100% --
by Alliant Energy de Mexico LLC) (FUCO) Units
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Also owned by 2,999 Participation 100% --
Alliant Energy de Mexico LLC) (FUCO) Units
Alliant Energy de Mexico LLC (*) 100% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Remainder owned by 1 Participation Unit -- --
International)
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Remainder 1 Participation Unit -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO)
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Remainder 1 Participation Unit -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO)
Alliant Energy Renewable Resources Ltd. (AERR) (FUCO) 120 100% (130)
Renewable Energy and Energy Efficiency Fund for Emerging Markets, (*) 23% (573)
Ltd.
* Noncorporate subsidiaries (Partnerships, limited partnerships, limited
liability companies, etc.)
** Inactive
*** Results for Southern Hydro Operations Pty. Ltd. and Southern Hydro
Maintenance Services Pty. Ltd. are included with results for Southern
Hydro Partnership.
8
**** Subsidiaries added during the year ended December 31, 2001 (described
below):
Date of
Name of Company Acquisition Description of Business
----------------------------------------------------------- ------------- -------------------------------------------------------
IESU SPE LLC 4/23/01 Buys and sells accounts receivables.
Alliant Energy SPE LLC 4/23/01 Buys and sells accounts receivables.
WPL SPE LLC 4/23/01 Buys and sells accounts receivables.
IPC SPE LLC 4/23/01 Buys and sells accounts receivables.
SmartEnergy, Inc. 2/16/01 An internet-based energy retailer focused on the
residential and small commercial customer base where
customer choice is available.
SmartEnergy Ventures, Inc. 2/16/01 Intermediary subsidiary.
Alliant Energy Generation, Inc. 10/1/01 Intermediary subsidiary.
Alliant Energy Tallmadge Power Co., LLC 10/1/01 Intermediary subsidiary.
Tallmadge Generation Co., LLC 10/1/01 Non-regulated domestic generation project.
AER Holding Company 7/13/01 Intermediary subsidiary.
Alliant Energy Genco do Brasil Ltda. 6/1/01 Intermediary subsidiary.
Escosul Ltda. 7/12/01 Intermediary subsidiary.
Rofpemz Brasil Holdings Ltda. 4/1/01 Intermediary subsidiary.
Apollo Tax Credit Fund XVII LP 8/13/01 Intermediary subsidiary.
School House Apartments - Jefferson LLC 8/13/01 Invests in affordable housing projects.
Alliant Energy Integrated Services Company 1/1/01 Intermediary subsidiary.
Alliant Energy Integrated Services-Energy Management LLC 1/1/01 Provides energy information services.
Alliant Energy Integrated Services-Energy Solutions LLC 1/1/01 Provides energy consulting and solution services.
SVBK Consulting Group, Inc. 5/31/01 Consulting firm.
AEI Holding Company 7/13/01 Intermediary subsidiary.
Maquoketa 4/1/01 Invests in affordable housing projects.
Knoxville 8/1/01 Invests in affordable housing projects.
MDI 10/1/01 Invests in affordable housing projects.
Scott Meadows 6/8/01 Invests in affordable housing projects.
Finance Holdings 12/20/01 Financing subsidiary.
Finance No. 1 12/20/01 Financing subsidiary.
Alliant Energy Finance Holdings Partnership 12/20/01 Financing subsidiary.
Finance No. 2 12/20/01 Financing subsidiary.
Alliant Energy Finance Partnership 12/20/01 Financing subsidiary.
Te Maunga Power Ltd. 6/7/01 Intermediary subsidiary.
Ocean Peak Pte. Ltd. 2/21/01 Intermediary subsidiary.
Weifang Ocean Peak Heat and Power Co. Ltd. 6/7/01 Produces and sells electric and thermal energy.
Zouping Peak Pte. Ltd. 4/6/01 Intermediary subsidiary.
Zouping Peak CHP Co. Ltd. 7/9/01 Produces and sells electric and thermal energy.
Luannan Peak Pte. Ltd. 8/24/01 Intermediary subsidiary.
Pan-Western Energy Corporation LLC 8/24/01 Intermediary subsidiary.
Tangshan Panda Heat & Power Co., Ltd. 8/24/01 Produces and sells electric and thermal energy.
Tangshan Pan-Western Heat & Power Co., Ltd. 8/24/01 Produces and sells electric and thermal energy.
Tangshan Cayman Heat & Power Co., Ltd. 8/24/01 Produces and sells thermal energy.
Tangshan Pan-Sino Heat Co., Ltd. 8/24/01 Produces and sells thermal energy.
9
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
Information concerning acquisitions or sales of utility assets by System
companies not reported in a certificate filed pursuant to Rule 24 is as
follows:
On January 1, 2001, WP&L, including South Beloit, transferred its
transmission assets with no gain or loss (approximate net book value of $186
million) to ATC LLC. WP&L received a tax-free cash distribution of $75 million
from ATC LLC and had a $110 million equity investment in ATC LLC. WPL Transco
LLC, a wholly-owned subsidiary of WP&L, holds the investment in ATC LLC and
follows the equity method of accounting.
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing --------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- ------------------- --------------- ---------------- --------------- ----------------
Resources Resources $300,000,000 11/15/01 $297,564,000 Rule 52
---------
Senior Notes, 7%, due 12/2011
IESU IESU 200,000,000 3/12/01 198,224,000 Rule 52
----
Series B Senior Debentures,
6.75%, due 3/2011
IESU IESU 28,000,000 6/29/01 12,324,139 Rule 52
----
Fuji Bank, 5.24%, due 6/2006
CRANDIC CRANDIC 58,901 10/01/01 58,901 Rule 52
-------
State of Iowa, 0%, due 12/2010
Bengbu Bengbu 7,989,280 3/1/01 7,989,280 Rule 52
------
China Cinda Assets Management Company,
6.21%, due 12/2007
PPIC PPIC 13,530,000 8/23/01 13,530,000 Rule 52
----
International Finance Corporation, 2.88%,
due 3/2011
HPI HPI 5,630,000 2/28/01 5,630,000 Rule 52
--- ---
City of Kenosha Bonds, Kenosha Windsong
1.8%, due 2/2036
HPI HPI 248,600 1/8/01 248,600 Rule 52
--- ---
Peoples State Bank, Prairie du Chien -
7.95%, due 1/2002 Liberty Place
HPI HPI 580,000 8/30/01 580,000 Rule 52
--- ---
DMB Bank, 8%, due 8/2006 DeNevue Cr
HPI HPI 1,200,536 12/31/01 1,200,536 Rule 52
--- ---
First Union National Bank, Waupan Landings
8.35%, due 8/2016
10
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing --------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- ------------------- --------------- ---------------- --------------- ----------------
HPI HPI 242,623 12/31/01 242,623 Rule 52
--- ---
State Funds, 7.1%, due 4/2026 Waupan Landings
HPI HPI 1,211,750 1/31/01 1,211,750 Rule 52
--- ---
First Union National Bank, Wisconsin Rapids
8%, due 10/2008 Timber Trails
HPI HPI 1,020,584 1/1/01 1,020,584 Rule 52
--- ---
USDA, 1%, due 11/2030 Richland Center, WI
Project
HPI HPI 240,000 7/1/01 240,000 Rule 52
--- ---
WHEDA, 4.75%, due 7/2021 Montello
HPI HPI 120,000 1/1/01 120,000 Rule 52
--- ---
2 transactions under $100,000, Richland Center, WI
0% to 3%, due 10/2025 to 7/2028 Project
Pickerel Park Pickerel Park 164,000 12/19/01 164,000 Rule 52
-------------
Wells Fargo, 7.43%, due 12/2016
Pickerel Park Pickerel Park 188,485 12/31/01 188,485 Rule 52
-------------
GMHF, 1%, due 12/2031
Pickerel Park Pickerel Park 505,000 12/31/01 505,000 Rule 52
-------------
Port Authority, 1%, due 12/2031
Pickerel Park Pickerel Park 5,000 12/31/01 5,000 Rule 52
-------------
Greater Jobs, 1%, due 12/2031
Countryside Countryside 295,000 12/17/01 295,000 Rule 52
-----------
Wells Fargo, 7.43%, due 12/2016
Countryside Countryside 597,526 8/31/01 597,526 Rule 52
-----------
Iowa Home, 1%, due 2/2021
Countryside Countryside 265,000 12/17/01 265,000 Rule 52
-----------
Wells Fargo, 7.43%, due 1/2002
Knoxville Knoxville 349,579 8/1/01 349,579 Rule 52
---------
USDA, 6.88%, due 8/2031
Knoxville Knoxville 598,750 8/1/01 598,750 Rule 52
---------
Iowa Home, 1%, due 2/2021
Maquoketa Maquoketa 599,170 4/20/01 599,170 Rule 52
---------
Iowa Home, 1%, due 2/2021
11
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing --------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- ------------------- --------------- ---------------- --------------- ----------------
Maquoketa Maquoketa 250,000 4/20/01 250,000 Rule 52
---------
USDA, 6.88%, due 4/2031
Meadow Wood Meadow Wood 278,000 2/2/01 278,000 Rule 52
-----------
Wells Fargo, 7.43%, due 2/2016
Meadow Wood Meadow Wood 476,171 2/2/01 476,171 Rule 52
-----------
Iowa Home, 1%, due 2/2021
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
(Continued)
The following items are recurring transactions of system companies:
Effective
Name of Issuer Name of Company Total Date of Average
And Issuing or Selling Balance At Highest Highest Interest
Title of Issue Securities Year End Balance Balance Rate
----------------------------- -------------------------- ----------------- --------------- ---------- ----------
Alliant Energy Alliant Energy $68,389,000 $300,185,000 1/5/01 4.56%
Commercial Paper
Resources Resources 383,610,000 606,610,000 11/13/01 4.19%
Commercial Paper
The following items are financial guarantees and commitments of system
companies:
At December 31, 2001, HPI had extended commitments to provide $3,284,000 in
financing to developers which were secured by affordable housing
properties. HPI anticipates other lenders will ultimately finance these
properties. The highest amount outstanding during 2001 was $3,889,000 and
no consideration was received by HPI other than the purpose of the
commitments described above.
12
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Extinguished
Principal (E) or Held Commission
Name of Company Amount for Further Authorization
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
---------------------------------- -------------------------- -------------- ------------------ ------------ --------------
IESU IESU $60,000,000 $60,000,000 E Rule 42
----
8.625% First Mortgage Bond -
Series Y, due 5/2001
IESU IESU 21,000,000 21,000,000 E Rule 42
----
9.125% First Mortgage Bond,
due 7/2001
IESU IESU 2,550,000 2,550,000 D Rule 42
----
7.25% First Mortgage Bond,
due 9/2007
IESU IESU 560,000 560,000 D Rule 42
----
5.75% Pollution Control Bond,
due 6/2001
IPC IPC 5,000,000 5,000,000 D Rule 42
---
8.625% First Mortgage Bond,
due 9/2021
WP&L WP&L 27,000,000 27,000,000 E Rule 42
----
9.3% First Mortgage Bond -
1990 Series V, due 12/2025
WP&L WP&L 20,000,000 20,000,000 D Rule 42
----
8.6% First Mortgage Bond -
1992 Series W, due 3/2027
CRANDIC CRANDIC 101,972 101,972 D Rule 42
-------
State of Iowa, 3%, due 12/2010
CRANDIC CRANDIC 32,878 32,878 D Rule 42
-------
State of Iowa, 0%, due 12/2010
2060 Partnership, L.P. 2060 Partnership, L.P. 8,344,763 8,344,763 E Rule 42
----------------------
Firstar, 3.9%, 7/2004
Sundance Sundance 9,057 9,057 D Rule 42
--------
HAF Loan, 1%, due 4/2014
Countryside Countryside 713,345 713,345 E Rule 42
-----------
Wells Fargo, 6.75%, due 12/2001
Fort Madison I Fort Madison I 195,636 195,636 E Rule 42
--------------
Burns & Burns, 1%, due 1/2001
Fort Madison I Fort Madison I 12,696 12,696 D Rule 42
-------------- --------------
3 Transactions, 1% to 6.75%, Various transactions less
due 10/2009 to 7/2029 than $100,000
Fort Madison II Fort Madison II 255 255 D Rule 42
---------------
USDA, 6.75%, due 4/2030
13
Extinguished
Principal (E) or Held Commission
Name of Company Amount for Further Authorization
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
---------------------------------- -------------------------- -------------- ------------------ ------------ --------------
Meadow Wood Meadow Wood 1,050 1,050 D Rule 42
-----------
Wells Fargo, 7.43%, due 2/2016
Meadow Wood Meadow Wood 1,105,131 1,105,131 E Rule 42
-----------
Wells Fargo, 9.5%, due 2/2001
Wagon Wheel Wagon Wheel 197,778 197,778 E Rule 42
-----------
Burns & Burns, 1%, due 1/2001
Wagon Wheel Wagon Wheel 7,127 7,127 D Rule 42
----------- -----------
3 Transactions, 1% to 9.25%, Various transactions less
due 2/2014 to 3/2019 than $100,000
HPI HPI
--- ---
Home S&L, 6%, due 11/2006 The Falconer 111,267 111,267 E Rule 42
HPI HPI
--- ---
YWCA of Madison, Inc., 7.91%, YWCA Limited Partnership 475,000 475,000 E Rule 42
due 12/2004 and Joint Venture
HPI HPI
--- ---
YWCA of Madison, Inc., 8.81%, YWCA Limited Partnership 400,000 400,000 E Rule 42
due 8/2003 and Joint Venture
HPI HPI
--- ---
Wisconsin Partnership for YWCA Limited Partnership 323,026 323,026 E Rule 42
Housing Development, 0%, and Joint Venture
due 2/2018
HPI HPI
--- ---
FHLB Grant, 0%, due 12/2008 YWCA Limited Partnership 125,512 125,512 E Rule 42
and Joint Venture
HPI HPI
--- ---
City of Madison, 8.2%, YWCA Limited Partnership 379,100 379,100 E Rule 42
due 9/2009 and Joint Venture
HPI HPI
--- ---
City of Madison, 0%, YWCA Limited Partnership 102,849 102,849 E Rule 42
due 1/2005 and Joint Venture
HPI HPI
--- ---
Peoples State Bank, 7.95%, Prairie du Chien - Liberty 249,647 249,647 E Rule 42
due 1/2001 Place
HPI HPI
--- ---
66 transactions, 0% to 10.75%, Various transactions less 978,903 978,903 D & E Rule 42
due 12/2001 to 4/2045 than $100,000
14
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31, 2001
1.
Aggregate Amount of
Investments in Persons Number
(Entities) Operating in of
Name of Retail Service Area of Persons Description of
Company Owner (in thousands) (Entities) Persons (Entities)
----------------- --------------------------- ------------- --------------------------------------------------------------------
Dane County 50 1 Invests in and provides financial assistance to commercially
Development reasonable business ventures in Dane County, and benefits the
Company Inc. community by creating new jobs, providing goods or services,
undertaking improvements in lower income areas and meeting any
other community credit needs.
Investments 18 4 Economic development joint venture with interests in four start-up
companies.
2. Securities not included in Item 5, No. 1:
Owner's
Number % of Book Value
Name of Name of Description of Voting Nature of (in
Company Issuer of Security Shares Power Business thousands)
----------------- -------------------------- ------------------- ------------ ---------- ---------------------- --------------
Resources, McLeodUSA Inc. $0.01 Class A 56,051,576 9% Telecommunications Filed
Investments, Common Stock company. Chapter 11
HPI, LNT bankruptcy
on 1/31/02
Resources Capstone Turbine $0.001 Common 1,464,286 2% Producer of $237,454
Corporation Stock micro-turbine
systems.
Resources American Superconductor $0.01 Common Stock 42,600 Less Develops and 199,779
Corporation than 1% manufactures
products using
superconducting
materials and power
electronic
converters for
electric power
applications.
Resources Proton Energy Systems, $0.01 Common Stock 86,500 Less Develops and 176,027
Inc. than 1% manufactures proton
exchange membrane
electro-chemical
products.
Resources AstroPower, Inc. $0.01 Common Stock 13,600 Less Develops and 146,660
than 1% manufactures solar
electric power
generation products.
Cataguazes Cataguazes Servicos $1 Brazil Real 8,160 9% Air inspection 75,215
Aeros e de Prospeccao Common Stock services.
S/A
15
Owner's
Number % of Book Value
Name of Name of Description of Voting Nature of (in
Company Issuer of Security Shares Power Business thousands)
----------------- -------------------------- ------------------- ------------ ---------- ---------------------- --------------
Resources Nth Power Technologies (*) (*) 8% Capital fund 45,882
Fund II, LP specializing in
emerging
energy-technology
companies.
Resources Enermetrix, Inc. $0.01 Series D 1,000,000 4% Internet-based 17,802
Preferred Stock energy-procurement
retailer for
commercial and
industrial customers.
Whiting Delta Petroleum $0.01 Common Stock 390,000 3% Engaged in the 16,808
Corporation acquisition,
exploration,
development and
production of oil
and gas properties.
New Zealand United Networks Ltd. $0.50 Ordinary 1,000 Less Utility business. 4
Shares than 1%
New Zealand Natural Gas Corporation $0.01 Ordinary 1,800 Less Utility business. 2
Holdings Ltd. Shares than 1%
New Zealand Horizon Energy $1.00 Ordinary 250 Less Utility business. 1
Distribution Shares than 1%
(*) Noncorporate subsidiary (limited partnership)
ITEM 6. OFFICERS AND DIRECTORS AS OF DECEMBER 31, 2001
Part I. Name, Principal Business Address and Positions Held as of December
31, 2001
Name (Address)* Position Held Name (Address)* Position Held
--------------------------------------------------- -------------------------------------------------
Alliant Energy Corporation
--------------------------
Erroll B. Davis, Jr. (a) Officer, Director Eric D. Mott (a) Officer
William D. Harvey (a) Officer Alan B. Arends (j) Director
James E. Hoffman (b) Officer Jack B. Evans (b) Director
Eliot G. Protsch (b) Officer Joyce L. Hanes (k) Director
Barbara J. Swan (a) Officer Lee Liu (b) Director
Thomas M. Walker (a) Officer Katharine C. Lyall (a) Director
Pamela J. Wegner (a) Officer Singleton B. McAllister (hhh) Director
Edward M. Gleason (a) Officer David A. Perdue (ggg) Director
John E. Kratchmer (a) Officer Judith D. Pyle (a) Director
Joan M. Thompson (b) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
16
IES Utilities Inc.
------------------
Erroll B. Davis, Jr. (a) Officer, Director Steven F. Price (a) Officer
Eliot G. Protsch (b) Officer Daniel L. Siegfried (b) Officer
William D. Harvey (a) Officer Alan B. Arends (j) Director
Barbara J. Swan (a) Officer Jack B. Evans (b) Director
Thomas M. Walker (a) Officer Joyce L. Hanes (k) Director
Pamela J. Wegner (a) Officer Lee Liu (b) Director
John E. Kratchmer (a) Officer Katharine C. Lyall (a) Director
Edward M. Gleason (a) Officer Singleton B. McAllister (hhh) Director
Dundeana K. Langer (b) Officer David A. Perdue (ggg) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
Wisconsin Power and Light Company
---------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Steven F. Price (a) Officer
William D. Harvey (a) Officer Alan B. Arends (j) Director
Eliot G. Protsch (b) Officer Jack B. Evans (b) Director
Barbara J. Swan (a) Officer Joyce L. Hanes (k) Director
Thomas M. Walker (a) Officer Lee Liu (b) Director
Pamela J. Wegner (a) Officer Katharine C. Lyall (a) Director
Edward M. Gleason (a) Officer Singleton B. McAllister (hhh) Director
Dundeana K. Langer (b) Officer David A. Perdue (ggg) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
John E. Kratchmer (a) Officer Wayne H. Stoppelmoor (h) Director
Linda J. Wentzel (a) Officer Anthony R. Weiler (p) Director
Enrique Bacalao (a) Officer
South Beloit Water, Gas & Electric Company
------------------------------------------
William D. Harvey (a) Officer, Director Steven F. Price (a) Officer
Edward M. Gleason (a) Officer Thomas L. Adelman (ss) Director
John E. Kratchmer (a) Officer Kim K. Zuhlke (a) Director
Linda J. Wentzel (a) Officer
Wisconsin River Power Company
-----------------------------
Thomas G. Scharff (cc) Officer, Director Donna G. Stephens (cc) Officer
Richard L. Hilliker (cc) Officer, Director Michael R. Schreier (cc) Officer
Thomas P. Meinz (bb) Officer, Director Carl H. Wartman (cc) Officer
Tom L. Hanson (a) Officer, Director Ralph G. Baeten (bb) Director
Reginald D. Fanning (cc) Officer Joseph E. Shefchek (a) Director
Lakes Development Corporation
-----------------------------
Thomas P. Meinz (bb) Officer, Director Dennis J. Maki (bb) Officer
Tom L. Hanson (a) Officer Ralph G. Baeten (bb) Officer
Wisconsin Valley Improvement Company
------------------------------------
Robert Gall (x) Officer, Director Richard L. Hilliker (cc) Director
Thomas P. Meinz (bb) Officer, Director Neil Krebsbach (a) Director
Sam Morgan (x) Officer Daniel Olvey (x) Director
Donald Bradford (x) Officer Thomas G. Scharff (cc) Director
Phil Valitchka (x) Officer Kenneth Schulz (x) Director
Robert Birkhauser (x) Director Michael Thieler (x) Director
17
ATC Management Inc.
-------------------
Jose Delgado (yy) Officer, Director Anthony S. Earl (yy) Director
Daniel A. Doyle (yy) Officer David Porter (yy) Director
Harry Terhume (yy) Officer Eliot G. Protsch (b) Director
Dale Landgren (yy) Officer Roy Thilly (yy) Director
Walter Woelfle (yy) Officer Patrick D. Schrickel (yy) Director
Agustin Ramirez (yy) Director William C. Verrette (yy) Director
Mark C. Williamson (yy) Director Stephen J. Yanisch (yy) Director
Interstate Power Company
------------------------
Erroll B. Davis, Jr. (a) Officer, Director Steven F. Price (a) Officer
William D. Harvey (a) Officer Kent M. Ragsdale (b) Officer
Eliot G. Protsch (b) Officer Alan B. Arends (j) Director
Barbara J. Swan (a) Officer Jack B. Evans (b) Director
Thomas M. Walker (a) Officer Joyce L. Hanes (k) Director
Pamela J. Wegner (a) Officer Lee Liu (b) Director
John E. Kratchmer (a) Officer Katharine C. Lyall (a) Director
Edward M. Gleason (a) Officer Singleton B. McAllister (hhh) Director
Dundeana K. Langer (b) Officer David A. Perdue (ggg) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Kim K. Zuhlke (a) Officer Robert W. Schlutz (o) Director
Linda J. Wentzel (a) Officer Wayne H. Stoppelmoor (h) Director
Enrique Bacalao (a) Officer Anthony R. Weiler (p) Director
Alliant Energy Corporate Services, Inc.
---------------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Dundeana K. Langer (b) Officer
Pamela J. Wegner (a) Officer, Director Daniel L. Mineck (b) Officer
William D. Harvey (a) Officer, Director Kim K. Zuhlke (a) Officer
James E. Hoffman (b) Officer, Director John E. Kratchmer (a) Officer
Eliot G. Protsch (b) Officer, Director Linda J. Wentzel (a) Officer
Barbara J. Swan (a) Officer, Director Enrique Bacalao (a) Officer
Thomas M. Walker (a) Officer, Director Kent M. Ragsdale (b) Officer
Edward M. Gleason (a) Officer Steven F. Price (a) Officer
Nuclear Management Company, LLC
-------------------------------
Michael Sellman (tt) Officer, Director Thomas Palmisano (tt) Officer
Dean Ekstrom (tt) Officer Jonathan Rogoff (tt) Officer
Michael Wadley (tt) Officer Charles Schrock (tt) Officer
William Hill (tt) Officer Richard A. Abdoo (c) Director
David Wilson (tt) Officer William D. Harvey (a) Director
Benjamin Ewers (tt) Officer David Joos (tt) Director
John Paul Cowan (ww) Officer Larry L. Weyers (bb) Director
Donald Gillispie (tt) Officer David Wilks (tt) Director
Cargill-Alliant, LLC
--------------------
Gary W. Jarrett (ee) Officer, Director William D. Harvey (a) Director
David L. Gabriel (ee) Officer James E. Hoffman (b) Director
Gaston Garrido, III (ee) Officer Eliot G. Protsch (b) Director
Richard B. Davenport (ee) Officer Ronald L. Christenson (dd) Director
Bret S. Jones (ee) Officer James T. Thompson (dd) Director
Jean-Francois Muse (ee) Officer David T. Raisbeck (dd) Director
Jeanne Y. Smith (dd) Officer Thomas M. Walker (a) Director
18
Alliant Energy Resources, Inc.
------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Michael P. Maley (ppp) Officer
James E. Hoffman (b) Officer Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer Alan B. Arends (j) Director
Charles Castine (b) Officer Jack B. Evans (b) Director
John K. Peterson (b) Officer Joyce L. Hanes (k) Director
Thomas M. Walker (a) Officer Lee Liu (b) Director
Edward M. Gleason (a) Officer Katharine C. Lyall (a) Director
William D. Harvey (a) Officer Singleton B. McAllister (hhh) Director
Eliot G. Protsch (b) Officer David A. Perdue (ggg) Director
John E. Kratchmer (a) Officer Judith D. Pyle (a) Director
Linda J. Wentzel (a) Officer Robert W. Schlutz (o) Director
Enrique Bacalao (a) Officer Wayne H. Stoppelmoor (h) Director
Steven F. Price (a) Officer Anthony R. Weiler (p) Director
SmartEnergy, Inc.
-----------------
Frank Greb (a) Officer, Director Deborah Jackson (kkk) Officer
Anna Blumkin (kkk) Officer James E. Hoffman (b) Director
David Frank (kkk) Officer Stan Van Aartsen (b) Director
SmartEnergy Ventures, Inc.
--------------------------
David Frank (kkk) Officer, Director Frank Greb (a) Director
Anna Blumkin (kkk) Officer Stan Van Aartsen (b) Director
Alliant Energy Generation, Inc.
-------------------------------
Michael P. Maley (ppp) Officer James E. Hoffman (b) Director
Edward M. Gleason (a) Officer Thomas M. Walker (a) Director
William D. Harvey (a) Director
AER Holding Company
-------------------
Edward M. Gleason (a) Officer, Director Thomas M. Walker (a) Officer, Director
James E. Hoffman (b) Officer, Director Richard F. Klumpp (ooo) Officer
Henwood Energy Services, Inc.
-----------------------------
Mark I. Henwood (kk) Officer, Director Derek Porter (kk) Officer
David R. Branchcomb (kk) Officer, Director Nancy Fallat (kk) Officer
Tom O'Meara (kk) Officer Thomas L. Aller (b) Director
Eric V. Toolson (kk) Director Dr. Ronald McMahan (kk) Director
Alliant Energy Genco do Brasil Ltda.
------------------------------------
Rodolpho de Oliveira Franco Protasio (aa) Delegate-Manager
Escosul Ltda.
-------------
Rodolpho de Oliveira Franco Protasio (aa) Delegate-Manager
Rofpemz Brasil Holdings Ltda.
-----------------------------
Eduardo Migliora Zobaran (aa) Managing Partner
Capital Square Financial Corporation
------------------------------------
Ruth A. Domack (a) Officer, Director Thomas L. Aller (b) Director
John W. Stoneman (a) Officer Edward M. Gleason (a) Director
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
E. Dean Baumgardner (a) Officer
19
Alliant Energy do Brasil Ltda.
------------------------------
Jeanete Herzberg (aa) Officer John K. Peterson (b) AB **
Rafael Claudio Herzberg (aa) Officer Thomas M. Walker (a) AB **
Alliant Energy Holdings do Brasil Ltda.
---------------------------------------
Rodolpho Protasio (aa) Officer
Whiting Petroleum Corporation
-----------------------------
D. Sherwin Artus (q) Officer Edward M. Gleason (a) Officer
John R. Hazlett (q) Officer Michael J. Stevens (q) Officer
Patricia J. Miller (q) Officer James J. Volker (q) Officer
Etta F. Daniels (q) Officer Thomas L. Aller (b) Director
Christy M. Evendon (q) Officer James E. Hoffman (b) Director
James T. Brown (q) Officer J. B. Ladd (q) Director
Mark R. Williams (q) Officer Thomas M. Walker (a) Director
James R. Casperson (q) Officer Kenneth R. Whiting (q) Director
Whiting Programs, Inc.
----------------------
D. Sherwin Artus (q) Officer, Director James R. Casperson (q) Officer
John R. Hazlett (q) Officer James J. Volker (q) Officer
James T. Brown (q) Officer Patricia J. Miller (q) Officer
Mark R. Williams (q) Officer Christy M. Evenden (q) Officer
Whiting-Golden Gas Production Company
-------------------------------------
D. Sherwin Artus (q) Officer, Director James J. Volker (q) Officer
James R. Casperson (q) Officer, Director Patricia J. Miller (q) Officer
James T. Brown (q) Officer Christy M. Evenden (q) Officer
Mark R. Williams (q) Officer Michael J. Stevens (q) Officer
WOK Acquisition Company
-----------------------
D. Sherwin Artus (q) Officer, Director James J. Volker (q) Officer
James R. Casperson (q) Officer, Director Patricia J. Miller (q) Officer
John R. Hazlett (q) Officer, Director Christy M. Evenden (q) Officer
James T. Brown (q) Officer Michael J. Stevens (q) Officer
Mark R. Williams (q) Officer
Alliant Energy Integrated Services Company
------------------------------------------
James E. Hoffman (b) Officer, Director Edward M. Gleason (a) Officer
Charles Castine (b) Officer, Director Thomas L. Aller (b) Director
Daniel L. Siegfried (b) Officer
Industrial Energy Applications, Inc.
------------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer
BFC Gas Company LLC
-------------------
Charles Castine (b) Officer
Energys, Inc.
-------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Jon C. Bancks (b) Officer
Jeffrey D. Schmidlen (nnn) Officer Linda J. Wentzel (a) Officer
20
RMT, Inc.
---------
Erroll B. Davis, Jr. (a) Director Robert J. Vetter (a) Officer
Stephen D. Johannsen (a) Officer Richard J. Sawinski (f) Officer
Ted Juszczyk (a) Officer William A. Dickrell (a) Officer
Katharine E. Martin (a) Officer Ruth J. Muelker (g) Officer
James C. Myers (g) Officer Edward M. Gleason (a) Officer
Samuel Nott (g) Officer Jack E. Seeds (a) Officer
Jitendra T. Radia (w) Officer James E. Hoffman (b) Director
Joel E. Roberts (a) Officer Thomas A. Allen (a) Officer
Stephen L. Streblow (f) Officer
Residuals Management Technology, Inc., Ohio
-------------------------------------------
Jitendra T. Radia (w) Officer, Director Ruth J. Muelker (g) Officer
Kathleen S. Shell (w) Officer, Director Katharine E. Martin (a) Director
Ted Juszczyk (a) Officer Daniel E. Oman (r) Director
RMT North Carolina, Inc.
------------------------
William A. Dickrell (a) Officer, Director Ruth J. Muelker (g) Officer
Richard J. Sawinski (f) Officer Stephen D. Johannsen (a) Director
Michael Parker (f) Officer Ted Juszczyk (a) Director
RMT, Inc., Michigan
-------------------
Daniel E. Oman (r) Officer, Director Douglas R. Genthe (r) Officer
Katharine E. Martin (a) Officer, Director Robert J. Vetter (a) Director
RMT International, Inc.
-----------------------
Samuel Nott (g) Officer, Director William A. Dickrell (a) Officer, Director
Stephen D. Johannsen (a) Officer, Director Ruth J. Muelker (g) Officer
Heartland Energy Group, Inc.
----------------------------
Erroll B. Davis, Jr. (a) Director Charles Castine (b) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Edward M. Gleason (a) Officer
Industrial Energy Applications Delaware, Inc.
---------------------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer
Schedin & Associates, Inc.
--------------------------
Larry L. Schedin (t) Officer, Director Mary Fritsch (a) Officer, Director
John Steinhoff (a) Officer, Director Loretta Razny (b) Officer, Director
SVBK Consulting Group, Inc.
---------------------------
Sheree L. Brown (iii) Officer, Director Loretta Razny (b) Officer, Director
Mary Fritsch (a) Officer, Director John Steinhoff (a) Officer, Director
Energy Performance Services, Inc.
---------------------------------
Charles Castine (b) Officer, Director Mark S. White (rr) Officer
Edward M. Gleason (a) Officer, Director Mark S. Lonkevych (b) Officer
Jon C. Bancks (b) Officer, Director
21
Cogenex Corporation
-------------------
Charles Castine (b) Officer, Director Jon C. Bancks (b) Officer, Director
Edward M. Gleason (a) Officer, Director Marc J. Aronson (xx) Officer
Edward T. Liston (xx) Officer, Director Mark S. White (xx) Officer
Energy Holdings Corporation
---------------------------
Charles Castine (b) Officer, Director Marc Aronson (xx) Officer
Jon C. Bancks (b) Officer, Director Edward T. Liston (xx) Officer
Edward M. Gleason (a) Officer, Director Mark S. White (xx) Officer
Cogenex West Corporation
------------------------
Charles Castine (b) Officer, Director Edward T. Liston (xx) Officer
Jon C. Bancks (b) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer, Director Marc J. Aronson (xx) Officer
EUA Cogenex-Canada Inc.
-----------------------
Edward T. Liston (xx) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer Richard Bower (xx) Director
Jon C. Bancks (b) Officer Kenneth W. Movat (xx) Director
Charles Castine (b) Officer
EUA Cogenex-Canada Energy Services, Inc.
----------------------------------------
Edward T. Liston (xx) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer Richard Bower (xx) Director
Jon C. Bancks (b) Officer Kenneth W. Movat (xx) Director
Charles Castine (b) Officer
Northeast Energy Management, Inc.
---------------------------------
Jon C. Bancks (b) Officer, Director Edward T. Liston (xx) Officer
Charles Castine (b) Officer, Director Mark S. White (xx) Officer
Edward M. Gleason (a) Officer, Director Marc J. Aronson (xx) Officer
Alliant Energy Transportation, Inc.
-----------------------------------
Erroll B. Davis, Jr. (a) Director Paul H. Treangen (b) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Edward M. Gleason (a) Officer James E. Hoffman (b) Director
IEI Barge Services, Inc.
------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director Edward M. Gleason (a) Officer
Transfer Services, Inc.
-----------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Edward M. Gleason (a) Officer
Williams Bulk Transfer Inc.
---------------------------
Thomas L. Aller (b) Officer, Director James E. Hoffman (b) Officer
Paul H. Treangen (b) Officer, Director Edward M. Gleason (a) Officer
22
Cedar Rapids and Iowa City Railway Company
------------------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Edward M. Gleason (a) Officer
Heartland Rail Corporation
--------------------------
Donald C. Byers (y) Officer, Director Jon R. Roy (z) Director
T. Scott Bannister (m) Officer Marc A. Sanner (z) Director
William H. Camp (z) Director
Alliant Energy Investments, Inc.
--------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer, Director Linda J. Wentzel (a) Officer
AEI Holding Company
-------------------
Thomas L. Aller (b) Officer, Director James E. Hoffman (b) Officer, Director
Edward M. Gleason (a) Officer, Director Richard F. Klumpp (ooo) Officer
Iowa Land and Building Company
------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer, Director
2001 Development Corporation
----------------------------
Thomas M. Collins (u) Officer, Director Susan Mayer (l) Officer, Director
Ted Schwartz (v) Officer, Director Scott McIntyre, Jr. (b) Officer, Director
Joe Hladky (b) Officer, Director Clark E. McLeod (b) Officer, Director
James E. Hoffman (b) Officer, Director Thomas L. Aller (b) Officer
Heartland Energy Services, Inc.
-------------------------------
Erroll B. Davis, Jr. (a) Director Thomas L. Aller (b) Officer
James E. Hoffman (b) Officer, Director Edward M. Gleason (a) Officer
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Heartland Properties, Inc.
--------------------------
Ruth A. Domack (a) Officer, Director Thomas L. Aller (b) Director
E. Dean Baumgardner (a) Officer Edward M. Gleason (a) Director
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
John W. Stoneman (a) Officer
Alliant Energy International, Inc.
----------------------------------
Erroll B. Davis, Jr. (a) Director Edward M. Gleason (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
John K. Peterson (b) Officer Steven F. Price (a) Officer
Alliant Energy Finance Holdings Pty. Ltd.
-----------------------------------------
Tim H. Rourke (zz) Director
Alliant Energy Finance (No. 1) Pty. Ltd.
----------------------------------------
Tim H. Rourke (zz) Director
Alliant Energy Finance (No. 2) Pty. Ltd.
----------------------------------------
Tim H. Rourke (zz) Director
23
Interstate Energy Corporation PTE Ltd.
--------------------------------------
John K. Peterson (b) Officer, Director Edward M. Gleason (a) Officer
Joel J. Schmidt (b) Officer Juliet Ang (jj) Director
Tang Cheng Lin (jj) Officer James E. Hoffman (b) Director
Jiaxing JIES Power & Heat Co. Ltd.
----------------------------------
Ji Ronglin (ll) Officer, Director Jingjun Huang (ll) Director
Jinfeng Wang (ll) Officer John K. Peterson (b) Director
Jianguang Shen (ll) Officer Joel J. Schmidt (b) Director
Yoaming Xu (ll) Director John E. Clarke (b) Director
Tongxiang TIES Power & Heat Co. Ltd.
------------------------------------
Yiqiang Du (ll) Officer John E. Clarke (b) Director
Keqiang Li (ll) Officer John K. Peterson (b) Director
Xiao Kang Wang (ll) Officer Joel J. Schmidt (b) Director
Liyong Bai (ll) Director Deliang Zhou (ll) Director
Jiaquan Chen (ll) Director
Anhui New Energy Heat & Power Co. Ltd.
--------------------------------------
Qiang Wang (aaa) Officer, Director Feng Zhang (aaa) Officer
Kairong Zheng (aaa) Officer, Director James N. Choate (b) Director
Peicheng Cui (aaa) Officer, Director John E. Clarke (b) Director
Fuying Wang (aaa) Officer Renee Y. Otto (b) Director
Zhengquan Gu (aaa) Officer John K. Peterson (b) Director
Peizhoug Shen (aaa) Officer Joel J. Schmidt (b) Director
Zhongxiu Wang (aaa) Officer Lawrence W. Yu (aaa) Director
Pbpart - SE 1 Ltda.
-------------------
Manoel Otoni Neiva (bbb) Officer, Director Ivan Muller Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Felicia Leigh Bellows (b) Director
Pbpart - SE 2 Ltda.
-------------------
Manoel Otoni Neiva (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Mauricio Perez Botelho (bbb) Officer
Sociedade Anonima de Eletrificacao da Paraiba S.A.
--------------------------------------------------
Marcelo Silveira da Rocha (bbb) Director Luiz de Moraes Guerra Filho (eee) Officer
Mauricio Perez Botelho (bbb) Officer Marcilio Marques Moreira (bbb) Director
Ivan Muller Botelho (bbb) Director Ricardo Perez Botelho (bbb) Director
Gabriel Alves Pereira Junior (eee) Officer Getulio Lamartine de Paula Fonseca (ccc) Director
Marco Aurello Madureira de Silva (ccc) Officer Felicia Leigh Bellows (b) Director
Luiz Augusto Mendonca (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Fernando Ricardo Pessoa Retes (ccc) Officer Omar Carneiro de Cunha Sobrinho (bbb) Director
Usina Termeletrica de Juiz de Fora S.A.
---------------------------------------
Carlos Eduardo Trois de Miranda (bbb) Officer, Director Ivan Muller Botelho (bbb) Director
Mauricio Perez Botelho (bbb) Officer Felicia Leigh Bellows (b) Director
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
24
TermoSergipe S.A.
-----------------
Jose Antonio da Silva Marques (bbb) Officer Ivan Muller Botelho (bbb) Director
Marcelo Silveira da Rocha (bbb) Director Ricardo Perez Botelho (bbb) Director
Felicia Leigh Bellows (b) Director Angelica Maria Rezende Guedes (bbb) Officer
Rafael Mauro Comino (bbb) Director
Companhia Forca e Luz Cataguazes-Leopoldina S.A.
------------------------------------------------
Manoel Otoni Neiva (bbb) Officer Ricardo Perez Botelho (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Thomas Gregg Cauchois (bbb) Director
Mauricio Perez Botelho (bbb) Officer Marcilio Marques Moreira (bbb) Director
Paulo Afonso da Silva Pegado (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Felicia Leigh Bellows (b) Director Omar Carneiro da Cunha Sobrinho (bbb) Director
Ivan Muller Botelho (bbb) Director
Teleacabo S.A.
--------------
Marco Celio de Almeida (bbb) Officer, Director Luiz Otavio Cardoso de Azevedo (bbb) Director
Guilherme Marconi Gil Santana (bbb) Officer Carlos Aurelio Martins Pimentel (bbb) Director
Companhia de Eletricidade de Nova Friburgo S.A.
-----------------------------------------------
Manoel Otoni Neiva (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Mauricio Perez Botelho (bbb) Officer
MCL Cabo S.A.
-------------
Gioreli de Souza Filho (bbb) Officer, Director Luiz Otavio Cardoso de Azevedo (bbb) Director
Guilherme Marconi Gil Santana (bbb) Officer Carlos Aurelio Martins Pimentel (bbb) Director
Energisa Telecom Ltda.
----------------------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Multipar S.A.
-------------
Manoel Otoni Neiva (bbb) Officer Monica Perez Botelho (bbb) Officer
Mauricio Perez Botelho (bbb) Officer
Teleserv S.A.
-------------
Luiz Augusto Mendonca (bbb) Officer, Director Luiz Otavio Cardoso de Azevedo (bbb) Director
Gisele Miranda Gomes (bbb) Officer Carlos Aurelio Martins Pimentel (bbb) Director
Multiagro Agropecuaria Com. e Ind. Ltda.
----------------------------------------
Jose Marcelo Goncalves Reis (bbb) Officer
Catleo Energia S.A.
-------------------
Mauricio Perez Botelho (bbb) Officer Felicia Leigh Bellows (b) Director
Manoel Otoni Neiva (bbb) Officer Ivan Muller Botelho (bbb) Director
Jose Antonio da Silva Marques (bbb) Officer Ricardo Perez Botelho (bbb) Director
Energisa S.A.
-------------
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Manoel Otoni Neiva (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Felicia Leigh Bellows (b) Director Claudio Jose Dias Sales (bbb) Director
Ivan Muller Botelho (bbb) Director Omar Carneiro da Cunha Sobrinho (bbb) Director
25
Empresa Energetica de Sergipe S.A.
----------------------------------
Antonio Jose Maciel Medina (fff) Officer Ivan Muller Botelho (bbb) Director
Eduardo Alves Montovani (fff) Officer Ricardo Perez Botelho (bbb) Director
Paulo Afonso da Silva Pegado (fff) Officer Horacio Dantas de Goes Filho (fff) Director
Mauricio Perez Botelho (bbb) Officer Marcilio Marques Moreira (bbb) Director
Marcelo Silveira da Rocha (bbb) Officer Omar Carneiro da Cunha Sobrinho (bbb) Director
Felicia Leigh Bellows (b) Director Claudio Jose Dias Sales (bbb) Director
Pbpart Ltda.
------------
Mauricio Perez Botelho (bbb) Officer Jose Antonio da Silva Marques (bbb) Officer
Manoel Otoni Neiva (bbb) Officer
Companhia Energetica da Borborema S.A.
--------------------------------------
Marcelo Silveira da Rocha (bbb) Director Felicia Leigh Bellows (b) Director
Mauricio Perez Botelho (bbb) Officer Ivan Muller Botelho (bbb) Director
Luiz de Moraes Guerra Filho (eee) Officer Ricardo Perez Botelho (bbb) Director
Gabriel Alves Pereira Junior (eee) Officer Jose Antonio da Silva Marques (bbb) Director
Luiz Augusto Mendonca (bbb) Officer Claudio Jose Dias Sales (bbb) Director
Fernando Ricardo Pessoa Retes (ccc) Officer
Gipar S.A.
----------
Mauricio Perez Botelho (bbb) Director Ivan Muller Botelho (bbb) Director
Alliant International New Zealand Ltd.
--------------------------------------
Christopher J. Lindell (b) Officer, Director John K. Peterson (b) Director
James E. Hoffman (b) Director
Te Maunga Power Ltd.
--------------------
Bruce James Harper (uu) Director Simon Young (s) Director
TrustPower Ltd.
---------------
Jeffrey K. Williams (uu) Officer Janette F. Beange (uu) Director
Peter Calderwood (uu) Officer Avon L. Carpenter (uu) Director
Jeff Childs (uu) Officer Richard S. Clare (uu) Director
Keith Tempest (uu) Officer Bruce J. Harker (uu) Director
Therese Thorn (uu) Officer Christopher J. Lindell (b) Director
Roger Burchett (uu) Officer Harold M. Titter (uu) Director
Infratil Ltd.
-------------
Kevin J. O'Connor (vv) Director Terry Cuttle (vv) Officer
David A. R. Newman (vv) Director Dr. Bruce Harker (vv) Officer
Duncan P. Saville (vv) Director Terry McAlister (vv) Officer
John K. Peterson (b) Director Lib Petagna (vv) Officer
Lloyd Morrison (vv) Officer Paul Ridley-Smith (vv) Officer
Tim Brown (vv) Officer George Royal (vv) Officer
Matthew Civil (vv) Officer Matthias Seidenstucker (qqq) Officer
Susan Clifford (vv) Officer Dr. Graeme Thomson (vv) Officer
Roger Crawford (qq) Officer Phil Walker (vv) Officer
John Culy (vv) Officer
Alliant Energy Australia Pty. Ltd.
----------------------------------
Christopher J. Lindell (b) Officer, Director John K. Peterson (b) Director
Alan L. Rattray (qq) Officer
26
Alliant Energy Southern Hydro Australia Pty. Ltd.
-------------------------------------------------
Alan L. Rattray (qq) Officer, Director Christopher J. Lindell (b) Director
John K. Peterson (b) Director
Southern Hydro Partnership
--------------------------
Simon D. Maher (zz) Officer Christopher J. Lindell (b) Director
Paul F. Maguire (zz) Officer Alan L. Rattray (qq) Director
David G. Wood (zz) Director R. Champion (zz) Director
Southern Hydro Operations Pty. Ltd.
-----------------------------------
John K. Peterson (b) Director Paul F. Maguire (zz) Officer
Timothy H. Rourke (zz) Director
Southern Hydro Maintenance Services Pty. Ltd.
---------------------------------------------
Paul F. Maguire (zz) Officer John K. Peterson (b) Director
Simon D. Maher (zz) Director
Alliant Energy Hydro Pty. Ltd.
------------------------------
Christopher J. Lindell (b) Director Alan L. Rattray (qq) Director
John K. Peterson (b) Director
Grandelight Holding Ltd.
------------------------
John K. Peterson (b) Officer, Director Edward M. Gleason (a) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Peak Pacific Investment Co. Ltd.
--------------------------------
Robert W. Anderson, Jr. (jj) Officer, Director John K. Peterson (b) Director
Michael R. Ashburn (mmm) Officer Joel J. Schmidt (b) Director
James E. Hoffman (b) Director Thomas M. Walker (a) Director
Ocean Peak Pte. Ltd.
--------------------
Robert W. Anderson, Jr. (jj) Director
Weifang Ocean Peak Heat and Power Co. Ltd.
------------------------------------------
Zhang Jiali (pp) Officer, Director Wang Yongzhi (pp) Officer
Loy Hui Lim (mmm) Officer, Director Michael R. Ashburn (mmm) Director
Liu Guangqing (pp) Officer Geoff Duttonn (mmm) Director
Zhu Jiangran (pp) Officer Chen Fengguang (pp) Director
Cai Jie (pp) Officer Zhang Fengyun (pp) Director
Qin Qiqing (pp) Officer Li Manhua (pp) Director
Wang Wun (pp) Officer
Zouping Peak Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
27
Zouping Peak CHP Co. Ltd.
-------------------------
Michael R. Ashburn (mmm) Officer, Director Geoff Dutton (mmm) Director
Loy Hui Lim (mmm) Officer, Director Johnny Moon Wah Lee (mmm) Director
Meng Qin Cai (pp) Officer Jin Hui (mmm) Director
Liang Zhong Chang (pp) Officer Han Jibing (mmm) Director
Pan Lin Hai (pp) Officer Wang Yong (pp) Director
Zhang Bao Lin (pp) Officer Zhao Changshui (pp) Director
Zhao Dianrong (pp) Director
Luannan Peak Pte. Ltd.
----------------------
Robert W. Anderson (jj) Director
Pan-Western Energy Corporation LLC
----------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Tangshan Pan-Western Heat & Power Co., Ltd.
-------------------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Tangshan Panda Heat & Power Co., Ltd.
-------------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Tangshan Cayman Heat & Power Co., Ltd.
--------------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Tangshan Pan-Sino Heat Co., Ltd.
--------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Wuan Peak Pte. Ltd.
-------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Hebei Wuan Peak Heat and Power Co. Ltd.
---------------------------------------
Robert W. Anderson, Jr. (jj) Director Johnny Moon Wah Lee (mmm) Director
Michael R. Ashburn (mmm) Director Yang Qiu Li (mmm) Director
Wang Gengkui (nn) Director Loy Hui Lim (mmm) Director
Tian Haikui (nn) Director Zhon Qigui (nn) Director
Jin Hui (mmm) Director
Pingdingshan Peak Pte. Ltd.
---------------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
28
Shijiazhuang Chengfeng Cogeneration Co. Ltd.
--------------------------------------------
Jia Yuchang (nn) Officer, Director Wie Baisong (nn) Director
Veikko Tiainen (mmm) Officer, Director Li Bingyi (nn) Director
Rong Liu (mmm) Officer, Director Liu Feng (nn) Director
Robert W. Anderson, Jr. (jj) Director Yu Mochen (nn) Director
Michael R. Ashburn (mmm) Director
Jinan Peak Pte. Ltd.
--------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Handan Chengfeng Heat and Power Co. Ltd.
----------------------------------------
Zhang Tongxi (oo) Officer, Director Robert W. Anderson, Jr. (jj) Director
Veikko Tiainen (mmm) Officer, Director Michael R. Ashburn (mmm) Director
Rong Liu (mmm) Officer, Director Lui Feng (nn) Director
Jin Shaokui (oo) Director Jin Hui (mmm) Director
Li Xiaotong (oo) Director
Gongyi Peak Pte. Ltd.
---------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Henan Anfeng Electric Power Co. Ltd.
------------------------------------
Huo Guozheng (mm) Officer, Director Jin Hui (mmm) Director
Loy Hui Lim (mmm) Officer, Director Hu Qianxian (mm) Director
Johnny Moon Wah Lee (mmm) Officer, Director Yang Qiuli (mmm) Director
Robert W. Anderson, Jr. (jj) Director Liu Zhiye (mm) Director
Michael R. Ashburn (mmm) Director
Henan Yongfeng Electric Power Co. Ltd.
--------------------------------------
Huo Guozheng (mm) Officer, Director Jin Hui (mmm) Director
Loy Hui Lim (mmm) Officer, Director Hu Qianxian (mm) Director
Johnny Moon Wah Lee (mmm) Officer, Director Yang Qiuli (mmm) Director
Robert W. Anderson, Jr. (jj) Director Liu Zhiye (mm) Director
Michael R. Ashburn (mmm) Director
Peak Pacific Investment Co. (Labuan) BHD
----------------------------------------
Robert W. Anderson, Jr. (jj) Director
Meishan Peak Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Sek Hian Lee (jj) Director
Robert W. Anderson (jj) Director
Alliant Energy de Mexico, S. de R.L. de C.V.
--------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB**
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB**
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
--------------------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB **
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB **
29
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
------------------------------------------------------
John K. Peterson (b) Officer, Manager Thomas L. Aller (b) Manager
Edward M. Gleason (a) Officer, Manager Charles Castine (b) Manager
Jeffrey K. Rosencrants (b) Officer Luis Manuel Linero Colorado (ii) SB **
Alejandra Sainz Orantes (ii) Officer Carlos Moya Vallejo (ii) SB **
Alliant Energy de Mexico LLC
----------------------------
John K. Peterson (b) Officer
Alliant Energy Renewable Resources Ltd.
---------------------------------------
Michael Ashford (rr) Officer Graham B. Colis, R. (rr) Director
Steven F. Price (a) Officer C.F. Cooper, A. (rr) Director
Dawna Ferguson (rr) Officer James E. Hoffman (b) Director
Edward M. Gleason (a) Officer John K. Peterson (b) Director
Joel J. Schmidt (b) Officer
Renewable Energy and Energy Efficiency Fund for Emerging Markets, Ltd.
----------------------------------------------------------------------
Herbert Magid (rr) Officer, Director A.S. & K. Services Ltd. (rr) Officer
John E. Buehler, Jr. (rr) Officer, Director Judith Collis (rr) Officer
Cam Reese (rr) Officer Michael K. Allen (rr) Director
Claire Sousa (rr) Officer Brooks Browne (rr) Director
Kenneth R. Locklin (rr) Officer Philip John LaRocco (rr) Director
D. Mitchell Coddington (rr) Officer Apinya Suebsaeng (l) Director
The following partnerships and LLCs do not have officers and directors as such:
-------------------------------------------------------------------------------
EnviroGas LP Blairs Ferry LP
IESU SPE LLC 3001 LLC
Alliant Energy SPE LLC OSADA I LP
American Transmission Company, LLC Village Lakeshares, LP
WPL Transco LLC ReGENco LLC
WPL SPE LLC Indiana Housing Equity Fund, LP
IPC SPE LLC Heartland Properties Equity Investment Fund IV, LLC
Alliant Energy Nuclear, LLC The Heartland - NML Investment Fund, LLC
Alliant Energy Tallmadge Power Co., LLC Janesville Jeffris Flats Affordable Housing, LP
Tallmadge Generation Co., LLC 641 West Main Street LP
Apollo Tax Credit Fund XVII LP Atlantic-Sundance Apartments, LP
School House Apartments - Jefferson LLC Wagon Wheel LP
LNT Communications LLC Countryside of Clinton Associates, LP
Bastian Bay Pipeline, LP Meadow Wood Associates of Carroll Phase II, LP
Oak Hill Pipeline LP Fort Madison IHA Senior Housing LP
Alliant South Texas Pipeline, LP Fort Madison IHA II Senior Housing LP
Alliant Energy Desdemona, LP Maquoketa IHA Senior Housing LP
NG Energy Trading, LLC Knoxville IHA Senior Housing LP
Alliant Energy Field Services, LLC MDI LP #47
Alliant Energy Integrated Services-Energy Management LLC Pickerel Park Associates LP
Alliant Energy Integrated Services-Energy Solutions LLC Keokuk Senior Housing LP
APS Cogenex LLC Carroll IHA Senior Housing LP
Energy Capital and Services I, LP Scott Meadows Senior Housing LP
Energy Capital and Services II, LP Alliant Energy Finance Holdings Partnership
AGRA Cogenex Joint Venture Alliant Energy Finance Partnership
Prairie Ridge Business Park, L.C.
30
*Address Codes:
--------------- (ii) Mexico City, D.F.
(a) Madison, WI (jj) Singapore
(b) Cedar Rapids, IA (kk) Sacramento, CA
(c) Milwaukee, WI (ll) Zhejiang Province, PRC
(d) Stoughton, WI (mm) Henan Province, PRC
(e) Marion, IA (nn) Hebei Province, PRC
(f) Greenville, SC (oo) Nebei Province, PRC
(g) Austin, TX (pp) Shandong Province, PRC
(h) Dubuque, IA (qq) Brisbane, Queensland, Australia
(i) North Lake Geneva, WI (rr) Hamilton, Bermuda
(j) Albert Lea, MN (ss) Janesville, WI
(k) Mason City, IA (tt) Hudson, WI
(l) Washington, DC (uu) Tauranga, New Zealand
(m) Des Moines, IA (vv) Wellington, New Zealand
(n) Kansas City, MO (ww) Covert, MI
(o) Columbus Junction, IA (xx) Lowell, MA
(p) Richmond, VA (yy) Waukesha, WI
(q) Denver, CO (zz) Victoria, Australia
(r) Ann Arbor, MI (aaa) Anhui Province, PRC
(s) Auckland, New Zealand (bbb) Cataguases, MG Brasil
(t) Minneapolis, MN (ccc) Paraiba, Brasil
(u) Tucson, AZ (ddd) Rio de Janeiro, RJ-Brasil
(v) Deerfield, IL (eee) Campina Grande, PB-Brasil
(w) Dublin, OH (fff) Aracaju/Sergipe, Brasil
(x) Wausau, WI (ggg) Canton, MA
(y) Newton, IA (hhh) Great Falls, VA
(z) Decatur, IL (iii) Orlando, FL
(aa) Sao Paulo, SP Brazil (jjj) Charlotte, NC
(bb) Green Bay, WI (kkk) Woburn, MA
(cc) Wisconsin Rapids, WI (lll) Chatsworth, CA
(dd) Wayzata, MN (mmm) Beijing, China
(ee) Minnetonka, MN (nnn) Waupaca, WI
(ff) Chicago, IL (ooo) Las Vegas, Nevada
(gg) Wanganui, New Zealand (ppp) Oak Brook, IL
(hh) Palmerston North, New Zealand (qqq) Berlin, Germany
**Positions are indicated by the following symbols:
---------------------------------------------------
AB Advisory Board Member
SB Board of Surveillance Member
Part II. Financial Connections as of December 31, 2001
Position Held Applicable
Name and Location of in Financial Exemption
Name of Officer or Director Financial Institution Institution Rule
------------------------------------ ---------------------------------------- ---------------- -----------------
Jack B. Evans Federal Reserve Bank of Chicago, Director 70 (a), (c)
Chicago, IL
Katharine C. Lyall M&I Corporation, Milwaukee, WI Director 70 (a), (c)
31
Part III. Compensation and Other Related Information
(a) Compensation of Directors and Executive Officers and (e) Participation in
Bonus and Profit-Sharing Arrangements and Other Benefits
For information concerning compensation of directors and executive officers
and participation in bonus and profit-sharing arrangements and other
benefits, refer to the disclosures made in:
Alliant Energy's 2002 Proxy Statement, pages 13 through 27, which is
incorporated herein by reference to Alliant Energy's 2002 Proxy Statement,
File No. 1-9894.
WP&L's 2002 Proxy Statement, pages 7 through 20, which is incorporated herein
by reference to WP&L's 2002 Proxy Statement, File No. 0-337.
(b) Directors' and Executive Officers' Interests in Securities of System
Companies
For information concerning directors' and executive officers' interests in
securities of system companies, refer to the disclosures made in:
Alliant Energy's 2002 Proxy Statement, page 15.
WP&L's 2002 Proxy Statement, page 9.
(c) Directors' and Executive Officers' Contracts and Transactions with
System Companies
For information concerning directors' and executive officers' contracts and
transactions with system companies, refer to the disclosures made in:
Alliant Energy's 2002 Proxy Statement, pages 13, 14 and 21.
WP&L's 2002 Proxy Statement, pages 7, 8 and 14.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None.
(f) Directors' and Executive Officers' Rights to Indemnity
The state laws under which each of Alliant Energy and its domestic direct and
indirect subsidiaries is incorporated provide broadly for indemnification of
directors and officers against claims and liabilities against them in their
capacities as such. Refer to the disclosures made in the:
Bylaws of Alliant Energy, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit 3.2 to Alliant Energy's Form 10-K for
the year 2000).
Bylaws of WP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.4 to WP&L's Form 10-K for the year 2000).
Bylaws of IP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.6 to IP&L's Form 10-K for the year 2000).
32
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
(1) None - Alliant Energy has established political action committees and has
incurred, in accordance with the provision of the Federal Election Campaign
Act and applicable state campaign laws, certain costs for the
administration of such committees.
(2)
Name of Company Name of Recipient or Beneficiary Purpose Account Charged Amount
---------------------------------------------------------------------------------------------------------------------------------
IESU Priority One (Cedar Rapids Chamber of
Commerce) (A) Operating Expense $52,800
Less than $10,000 - 61 beneficiaries (A) Operating Expense 61,919
WP&L Forward Wisconsin (A) Operating Expense 28,000
Less than $10,000 - 11 beneficiaries (A) Operating Expense 32,000
IPC Greater Dubuque Development (A) Operating Expense 10,000
Less than $10,000 - 25 beneficiaries (A) Operating Expense 28,200
(A) Area Development
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Intercompany Sales and Service
Serving Receiving Date of In Effect at
Transaction Company Company Compensation Contract Year End
--------------------------------- ------------------ ----------------- --------------- ------------- ---------------
Coal transportation CRANDIC IESU $1,639,848 4/1/01 Yes
Coal handling Williams Cargill-Alliant 859,340 4/14/99 Yes
Coal handling Barge WP&L 579,212 11/27/91 Yes
Coal transportation CRANDIC IESU 408,872 4/1/98 No
Environmental consulting RMT WP&L 379,225 7/7/00 Yes
Coal sales IESU Cargill-Alliant 330,318 4/6/98 No
Environmental consulting RMT IEA 324,818 8/1/99 Yes
Transloading Transfer CRANDIC 248,787 11/1/94 Yes
Environmental consulting RMT Resources 217,073 3/7/00 Yes
Software license Henwood WP&L 59,588 2/11/98 Yes
Environmental consulting RMT IESU 56,797 4/3/00 Yes
Coal transportation CRANDIC IESU 32,600 12/12/97 No
Environmental consulting RMT Barge 26,955 3/7/00 Yes
Gas marketing IEA/HEG Whiting 12,929 8/5/97 No
Building lease CRANDIC Transfer 2,448 12/11/98 Yes
Operation and maintenance
agreement IESU IEA 1,889 4/13/92 Yes
Environmental consulting RMT IPC 1,591 4/3/00 Yes
Environmental consulting RMT CRANDIC 1,202 10/23/01 Yes
Part II. Contracts to Purchase Services or Goods Between any System Company
and any Affiliate
None.
Part III. Employment of any Person by any System Company for the Performance
on a Continuing Basis of Management Services
None.
33
ITEM 9. EXEMPT WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
At December 31, 2001, the following entities were intermediary subsidiaries
previously classified as FUCOs, but rather are holding companies that do not
have utility operations. Thus these entities are not considered FUCOs for
Item 9 herein.
Alliant Energy de Mexico LLC
Alliant Energy de Mexico, S. de R.L. de C.V.
* Alliant Energy do Brasil Ltda.
* Alliant Energy Holdings do Brasil Ltda.
* Alliant Energy International, Inc.
* Alliant International New Zealand Ltd.
* Grandelight Holding Ltd.
* Interstate Energy Corporation PTE Ltd.
Pan-Western Energy Corporation LLC (**)
* Peak Pacific Investment Co. (Labuan) BHD
* Peak Pacific Investment Co. Ltd.
The following entities are FUCOs dissolved or sold during 2001:
Jinan Yaqing Heat and Power Co. Ltd.
Utility Investments Ltd.
The following entities are FUCOs without activity in 2001:
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
* Handan Chengfeng Heat and Power Co. Ltd.
Weifang Ocean Peak Heat and Power Co. Ltd. (**)
The following entities are active FUCOs as of December 31, 2001:
Alliant Energy Renewable Resources Ltd. (AERR)
Anhui New Energy Heat & Power Co. Ltd. (Bengbu)
Catleo Energia S.A. (Catleo)
Companhia de Eletricidade de Nova Friburgo S.A. (CENF)
Companhia Energetica da Borborema S.A. (CELB)
Companhia Forca e Luz Cataguazes-Leopoldina S.A. (Cataguazes)
Empresa Energetica de Sergipe S.A. (Energipe)
Hebei Wuan Peak Heat and Power Co. Ltd. (Wuan)
Henan Anfeng Electric Power Co. Ltd. (Anfeng)
Henan Yongfeng Electric Power Co. Ltd. (Yongfeng)
Infratil Ltd. (f/k/a Infrastructure & Utilities NZ Ltd.) (Infratil)
* Jiaxing JIES Power & Heat Co. Ltd. (JIES)
LDM Utility Co., S.A. de C.V. (LDM)
* Shijiazhuang Chengfeng Cogeneration Co. Ltd. (Shijiazhuang)
Sociedade Anonima de Eletrificacao da Paraiba S.A. (Saelpa)
Southern Hydro Partnership (Southern Hydro)
Tangshan Pan-Western Heat & Power Co., Ltd. (Tangshan Pan-Western) (**)
Tangshan Panda Heat & Power Co., Ltd. (Tangshan Panda) (**)
* Tongxiang TIES Power & Heat Co. Ltd. (TIES)
TrustPower Ltd. (TrustPower)
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica)
Zouping Peak CHP Co. Ltd. (Zouping) (**)
* In existence at date of merger closing.
** Acquired in 2001.
34
At December 31, 2001, Alliant Energy did not hold an ownership interest in
any companies operating an exempt wholesale generator (EWG). However, during
2001, Alliant Energy did enter into an agreement to develop an EWG (1,100
megawatt (MW) natural gas combined-cycle generating facility) in western
Michigan. At December 31, 2001, Resources had made payments and entered into
commitments for the purchase of the long-lead equipment and certain
development activities for this project equal to $238 million. During 2001,
Alliant Energy also entered into an agreement to guarantee the debt security
of an EWG (6 MW low Btu gas electric generating facility) in Cedar Rapids,
Iowa. Both of these amounts have been included in the aggregate investment
in EWGs and FUCOs identified in Part III.
Part I.
(a). Identify the company, its location and its business address. Describe
the facilities used for the generation, transmission and distribution of
electric energy for sale or for the distribution at retail of natural or
manufactured gas. Identify each system company that holds an interest in the
company and describe the interest held.
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item
Name of Business Facilities and Gas Distribution 1 and Item 9(b)
Company Location Address Facilities for description)
-------------- ---------------------- --------------------------------- -------------------------------------- ----------------
AERR (Refer to Business Clarendon House, 2 Church None International
Address) Street, Hamilton HM 11, Bermuda
Bengbu (Refer to Business 220 Long March Road, Bengbu 80 MW coal burning electric IEC PTE
Address) Bengbu City, 233010 generating facility.
Anhui Province,
People's Republic of China
Catleo (Refer to Business Praca Rui Barbosa 80-22 10 MW at one generating facility. Cataguazes
Address) andar/parte CEP 36770-901
Cataguases, MG-Brasil
CENF (Refer to Business Ave. Presidente Vargas, 463-4 9 MW at three generating facilities; Cataguazes
Address) andar/parte CEP 20071-003 3 Km of transmission lines; and 706
Rio de Janeiro, RJ-Brasil Km of distribution lines.
CELB (Refer to Business Av. Elpidio de Almeida, 4 Km of transmission lines and 2,457 Pbpart
Address) 1111-Catole, CEP 58104-421 Km of distribution lines.
Campina Grande, PB-Brasil
Cataguazes (Refer to Business Praca Rui Barbosa, 80 45 MW at ten generating facilities; Holdings Brasil
Address) CEP 36770-901 935 Km of transmission lines; and and Gipar S.A.
Cataguases, MG-Brasil 16,148 Km of distribution lines.
Energipe (Refer to Business Rua Ministro Apolonio Sales, 875 Km of transmission lines and Energisa S.A.
Address) 81, Bairro Inacio 12,908 Km of distribution lines.
Barbosa 49040-230,
Aracaju/Sergipe, Brasil
Wuan (Refer to Business No. 589, Nanhuan West Road, 24 MW coal burning electric Wuan Peak Pte.
Address) WuAn City, Hebei Province, generating facility. Ltd.
People's Republic of China
Anfeng (Refer to Business Industrial Demonstration Zone, 50 MW coal burning electric Gongyi
Address) Gongyi City, generating facility.
Henan Province,
People's Republic of China
35
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item
Name of Business Facilities and Gas Distribution 1 and Item 9(b)
Company Location Address Facilities for description)
-------------- ---------------------- --------------------------------- -------------------------------------- ----------------
Yongfeng (Refer to Business Industrial Demonstration Zone, 50 MW coal burning electric Gongyi
Address) Gongyi City, generating facility.
Henan Province,
People's Republic of China
Infratil (Refer to Business P.O. Box 320 None New Zealand
Address) Wellington, New Zealand
JIES (Refer to Business Yun He Qiao Tu, Wai Huan Road, Three 12 MW coal burning electric IEC PTE
Address) Jiaxing City, generating facilities.
Zhejiang Province,
People's Republic of China
LDM Puerto Penasco, 10611 North Hayden Road, #D106, None International *
Sonora, Mexico Scottsdale, AZ 85260
Shijiazhuang (Refer to Business North Beiguan, Zhengding Two 12 MW coal burning electric PPIC
Address) County, Shijiazhuang City, generating facilities.
Hebei Province, People's
Republic of China
Saelpa (Refer to Business BR 230, Km 25, Cristo Redentor Electric distribution company. Pbpart SE 2
Address) Joao Pessoa, Paraiba, Brasil
CEP 58.071.680
Southern Hydro (Refer to Business Level 13, 500 Collins Street 528 MW at ten hydro-electric AE Southern
Address) Melbourne VIC 3000 stations. Hydro and AE
Australia Hydro
Tangshan (Refer to Business Benchengzhong Street 50 MW coal burning electric Pan-Western
Pan-Western Address) Luannan County, Tangshan City generating facility.
Tangshan Panda (Refer to Business Hebei Province 50 MW coal burning electric Pan-Western
Address) People's Republic of China generating facility.
TIES (Refer to Business B16-17 Tongxiang Economic & Two 12 MW coal burning electric IEC PTE
Address) Development Zone, generating facilities.
Tongxiang City,
Zhejiang Province,
People's Republic of China
TrustPower (Refer to Business Private Bag 12023 33 hydro-electric generating Infratil and
Address) Tauranga, New Zealand facilities and one wind farm with a New Zealand
combined generating capacity of 455
MW.
Usina (Refer to Business Praca Rui Barbosa, 80-2o. Two unit simple-cycle gas-fired Catleo and
Termeletrica Address) andar/parte, Cataguases, Minas generating units with a combined Holdings
Gerais, Brasil CEP 36770-901 generating capability of 82 MW. Brasil
36
Owner(s) /
Description of Electric Generation, Investor(s)
Transmission and Distribution (Refer to Item
Name of Business Facilities and Gas Distribution 1 and Item 9(b)
Company Location Address Facilities for description)
-------------- ---------------------- --------------------------------- -------------------------------------- ----------------
Zouping (Refer to Business Handian Town, Zouping County, Two 25 MW coal burning electric Zouping Peak
Address) Binzhou Municipality, Shandong generating facilities. Pte. Ltd.
Province,
People's Republic of China
* At December 31, 2001, International had a loan receivable (including accrued
interest income) from LDM of approximately $41 million.
(b). State the type and amount of capital invested in the company by the
registered holding company, directly or indirectly. Identify any debt or
other financial obligation for which there is recourse, directly or
indirectly, to the registered holding company or another system company,
other than an EWG or FUCO. Identify separately any direct or indirect
guarantee of a security of the EWG or FUCO by the registered holding
company. Identify any transfers of assets from any system company (other
than an EWG or FUCO) to an affiliate EWG or FUCO. State the market value at
the time of the transfer, the book value and the sale price of the
transferred asset.
Capital Invested
-------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets to EWG
Company Security (in thousands) (in thousands) or FUCO
----------------------- ----------------------------- ------------------ ------------------------------ -------------------
AERR 120 Common Shares $12 None None
Bengbu Registered Capital 11,800 None None
Catleo 13,149,996 Common Shares 6,773 None None
CENF 57,509,438 Common Shares 9,512 None None
CELB 93,695 Common Shares; 46,448 None None
18,827 Preferred Shares
Cataguazes 35,310,361,614 Common 147,533 None None
Shares; 39,580,055,856
Preferred B Shares
Energipe 42,179 Common Shares; 2,388 246,882 None None
Preferred Shares
Wuan Registered Capital 7,678 None None
Anfeng Registered Capital 6,748 None None
Yongfeng Registered Capital 6,748 None None
Infratil 17,271,200 Ordinary Shares; 12,862 None None
1,912,120 $1.40 Warrants
JIES Registered Capital 13,119 None None
LDM (*) (*) None None
Shijiazhuang Registered Capital 6,192 None None
Saelpa 604,672,088 Common Shares; 181,457 None None
1,005,543 Preferred Shares
Southern Hydro Not applicable 60,619 None None
Tangshan Pan-Western Registered Capital 10,485 None None
Tangshan Panda Registered Capital 10,484 None None
37
Capital Invested
-------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets to EWG
Company Security (in thousands) (in thousands) or FUCO
----------------------- ----------------------------- ------------------ ------------------------------ -------------------
TIES Registered Capital 7,230 None None
TrustPower 92,782,694 Ordinary Shares 69,289 None None
Usina Termeletrica 994 Common Shares 22,637 None None
Zouping Registered Capital 11,315 None None
* At December 31, 2001, International had a loan receivable (including accrued
interest income) from LDM of approximately $41 million.
(c). State the ratio of debt to common equity of the company and earnings of
the company as of the end of the reporting period.
Name of Ratio of Debt to
Company Common Equity (*) 2001 Earnings/(Losses)
---------------------------- -------------------------- --------------------------
AERR 0% ($1,065,938)
Bengbu 35% 4,054,551
Catleo 0% 498,033
CENF 2% 2,562,171
CELB 117% (3,100,921)
Cataguazes 124% (315,450)
Energipe 48% (2,784,186)
Wuan 0% 881,976
Anfeng 0% 1,635,873
Yongfeng 0% 2,508,660
Infratil 163% 6,884,878 (**)
JIES 0% 1,898,328
LDM 1,441% 2,781,664
Shijiazhuang 0% 380,400
Saelpa 17% (5,692,237)
Southern Hydro 139% 3,997,315
Tangshan Pan-Western 0% (1,322,252)
Tangshan Panda 0% (1,322,252)
TIES 0% 1,752,717
TrustPower 30% 9,816,730 (**)
Usina Termeletrica 0% 156,439
Zouping 0% 76,760
* Intercompany debt has been excluded from the calculation of this
ratio.
** Represents earnings for the 2001 fiscal year (twelve months ended
March 31, 2001).
(d). Identify any service, sales or construction contract(s) between the
company and a system company, and describe the services to be rendered or
goods sold and the fees or revenues under such agreement(s).
None.
38
Part II. Submit as Exhibit H an organizational chart showing the
relationship of each EWG and FUCO to other system companies. If the company
is a subsidiary of the registered holding company, submit the financial data
required in Exhibit I.
With regards to Exhibit H, FUCOs are noted as such in Item 1. System
Companies and Investments Therein as of December 31, 2001.
Refer to Exhibit I for the required financial data.
Part III. State the registered holding company's aggregate investment in
EWGs and FUCOs, respectively. Also state the ratio of aggregate investment
to the aggregate capital investment of the registered holding company in its
domestic public-utility subsidiary companies.
Aggregate Investment in Aggregate Capital Investment in
EWGs and FUCOs Domestic Public-Utility Subsidiaries
(in thousands) (in thousands) Ratio
---------------------------------- ---------------------------------------- -----------
$751,122 $1,523,912 49%
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
The following items listed below which are identified with an asterisk (*)
have heretofore been filed with the Securities and Exchange Commission (SEC)
and are incorporated herein by reference and made a part hereof. Exhibits
not so identified are filed herewith unless otherwise stated.
Consolidating Financial Statements and Notes
--------------------------------------------
Exhibits
--------
Refer to Exhibit F for a listing of the Financial Statement exhibits.
Pursuant to Exhibit A, the combined Annual Report on Form 10-K for the year
ended December 31, 2001, for Alliant Energy, IP&L and WP&L is incorporated
herein by reference.
The following Exhibits are filed herewith or incorporated herein by
reference. Documents indicated by an asterisk (*) are incorporated herein by
reference.
Exhibit A
---------
A.1* Annual Report of Alliant Energy on Form 10-K for the year ended
December 31, 2001 (incorporated by reference to File No. 1-9894)
A.2 Annual Report to Shareowners for Alliant Energy for the year ended
December 31, 2001 (Filed under cover of Form SE)
A.3* Annual Report of IP&L on Form 10-K for the year ended December 31,
2001 (incorporated by reference to File No. 0-4117-1)
A.4* Annual Report of WP&L on Form 10-K for the year ended December 31,
2001 (incorporated by reference to File No. 0-337)
39
Exhibit B
---------
Items for Exhibit B for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2001.
B.1* Articles of Incorporation of Corporate Services, dated December 8,
1997 (incorporated by reference to Exhibit B.13 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.2* Articles of Amendment to Articles of Incorporation of Corporate
Services, effective as of January 29, 1999 (incorporated by
reference to Exhibit B.14 to Alliant Energy's Form U5S for the year
ended December 31, 1998)
B.3* Bylaws of Corporate Services, effective as of January 28, 1999
(incorporated by reference to Exhibit B.15 to Alliant Energy's Form
U5S for the year ended December 31, 1998)
B.4* Articles of Incorporation of Resources, effective as of January 11,
1988 (incorporated by reference to Exhibit B.16 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.5* Articles of Merger, Merging IES Diversified Inc. with and into
Resources, effective as of April 21, 1998 (incorporated by reference
to Exhibit B.17 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
B.6* Articles of Amendment to Articles of Incorporation of Resources,
effective as of April 23, 1998 (incorporated by reference to Exhibit
B.18 to Alliant Energy's Form U5S for the year ended December 31,
1998)
B.7* Articles of Amendment to Articles of Incorporation of Resources,
effective as of December 9, 1998 (incorporated by reference to
Exhibit B.19 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
B.8* Bylaws of Resources, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit B.11 to Alliant Energy's U5S
for the year ended December 31, 2000)
Exhibit C
---------
Items for Exhibit C for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2001.
Exhibit D
---------
Tax Allocation Agreement
Exhibit E
---------
None
40
Exhibit F
---------
F.1 Report of Independent Public Accountants (as reported in Alliant Energy's
Annual Report on Form 10-K for the year ended December 31, 2001)
The following exhibits are filed under cover of Form SE:
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2001
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2001
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2001
F.7 Resources Consolidating Balance Sheet as of December 31, 2001
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2001
F.11 ISCO Consolidating Balance Sheet as of December 31, 2001
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.14 International Consolidating Statement of Income for the year ended December 31, 2001
F.15 International Consolidating Balance Sheet as of December 31, 2001
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2001
F.19 Investments Consolidating Balance Sheet as of December 31, 2001
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2001
F.23 Transportation Consolidating Balance Sheet as of December 31, 2001
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2001
Exhibit G
---------
Beginning with 2001 filings, Financial Data Schedules are no longer required
due to changes to SEC rules.
Exhibit H
---------
FUCOs are noted as such in Item 1. System Companies and Investments Therein
as of December 31, 2001.
Exhibit I
---------
FUCO Financial Statements (Filed under cover of Form SE)
International is organized as a holding company for international investments
of Alliant Energy. The assets of International are primarily debt and equity
investments in their subsidiary companies. In 2001, International had $13.4
million of operating expenses.
Documents incorporated by reference to filings made by Alliant Energy under
the Securities Exchange Act of 1934, as amended, and the Public Utility
Holding Company Act of 1935 are under File No. 1-9894. Documents
incorporated by reference to filings made by IP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-4117-1. Documents
incorporated by reference to filings made by WP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-337. Documents
incorporated by reference to filings made by IPC under the Securities
Exchange Act of 1934, as amended, are under File No. 1-3632.
41
SIGNATURE
The undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned thereunto duly authorized pursuant to
the requirements of the Public Utility Holding Company Act of 1935. The
signature of each undersigned company shall be deemed to relate only to
matters having reference to such company or its subsidiaries.
ALLIANT ENERGY CORPORATION
By: /s/ John E. Kratchmer
---------------------
John E. Kratchmer
Corporate Controller and Chief Accounting Officer
Date: May 1, 2002
42
EXHIBIT INDEX
-------------
Exhibits Description
-------- -----------
23 Consent of Independent Public Accountants
A.2 Annual Report to Shareowners for Alliant Energy for the year ended December 31, 2001
D Tax Allocation Agreement
F.1 Report of Independent Public Accountants
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2001
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2001
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2001
F.7 Resources Consolidating Balance Sheet as of December 31, 2001
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2001
F.11 ISCO Consolidating Balance Sheet as of December 31, 2001
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.14 International Consolidating Statement of Income for the year ended December 31, 2001
F.15 International Consolidating Balance Sheet as of December 31, 2001
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2001
F.19 Investments Consolidating Balance Sheet as of December 31, 2001
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2001
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2001
F.23 Transportation Consolidating Balance Sheet as of December 31, 2001
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2001
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2001
I FUCO Financial Statements